Capital Market Operators Archives

SEC To Intensify Monitoring And Surveillance Of CMOs

October 31, 2021 0

bid to curb poor market conduct, the Securities and Exchange Commission has resolved to intensify monitoring and surveillance of the market and has vowed to apply stiff sanctions to any operator who engages in unethical conduct.

SEC Adopts Guidelines On Sustainable Finance For CMOs

May 23, 2021 0

The Securities and Exchange Commission has adopted the Nigerian Sustainable Finance Principles (NSFP) as developed by the Financial Services Regulation Coordinating Committee (FSRCC) for the capital market.

SEC Reminds CMOs On KYC Update

April 18, 2021 0

Capital Market Operators have been reminded of the Securities and Exchange Commission’s directives on update of investors’ Know Your Customer information which it said is still in effect.This was stated by the Director General of the SEC, Mr. Lamido Yuguda at the First Post Capital Market Committee Meeting press briefing held in Abuja Weekend.According to the DG, “We have noted …