Tag Archives: SEC

Special Training On Regulating Fintech Innovation In The Nigerian Capital Market In Abuja–Pix

Chief Executive Officer, Enhancing Financial, Innovation and Access Mr Esaie Diei, Regulatory, Innovation Lead, Cambridge Centre for Alternative Finance Mr Philip Rowan,  Acting, Director General, Securities and Exchange Commission Ms Mary Uduk and Acting Executive Commissioner, Operations, SEC  Mr Isyaku Tilde during a Special Training on Regulating Fintech Innovation in the Nigerian Capital Market in Abuja, weekend

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SEC Warns Capital Market Operators Against Unethical Practices

SEC

Newly qualified authorised dealing cleared of the Nigerian Stock Exchange have been warned that the Securities and Exchange Commission, SEC, does not tolerate infractions and because of this, steps are taken to ensure that regulatory oversight is more effective; investor protection is advanced, while systemic risk is mitigated.

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As SEC, Oando Prepare For Legal Cross-Fire, Test Investments Laws

By Francis Oduwole ‪On Monday, July 22, lawyers to the Securities and Exchange Commission, SEC and Oando Plc will have their day in the Federal High Court. While Oando Plc will be proving that its regulator overreached itself, and SEC on the other hand will show that investor protection was at the heart of all it did. Besides, the judge …

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FG Urges Vibrant Capital Market

The Federal Government has again reiterated its commitment towards building a vibrant capital market that would contribute to the growth and development of the country and can compare with similar markets anywhere in the world.

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