SEC Archives - Page 43 of 81

Evaluating SEC’s Market Development Initiatives

April 20, 2020 0

The Securities and Exchange Commission (SEC) has been providing the regulatory radar in the nation’s capital market through steps that have helped to develop and deepen the market.

SEC Clarifies Ban On Sharing Of Gifts At AGM

April 13, 2020 0

The Securities and Exchange Commission, SEC has clarified its position on the sharing of gifts at Annual General Meetings as contained in Rule 602 (4) of its Rules and Regulations.

SEC Develops Investor’s Data And Consent Form

April 8, 2020 0

In a bid to address challenges associated with identity management in the capital market, the Securities and Exchange Commission, SEC has developed a standardized Investor’s Data and Consent Form to be adopted by all Capital Market Operators.

Boss, Uduk, Elected Into IOSCO Board

April 6, 2020 0

The Boss, Uduk, Elected into IOSCO Board Acting Director General of the Securities and Exchange Commission, SEC, Ms. Mary Uduk has been elected into the board of the International Organisation of Securities Commissions, IOSCO.

Ponzi Scheme Promoters To Face The Wrath Of the Law -SEC

April 5, 2020 0

The Securities and Exchange Commission, SEC has said it will continue to work to protect investors and also ensure the promoters of Ponzi schemes are made to face the full wrath of the law

SEC Activates Business Continuity Process

April 1, 2020 0

In compliance with the Federal Government’s directives on the cessation of movement in Lagos, Ogun and the Federal Capital Territory, the Securities and Exchange Commission, SEC has activated its business continuity process.

SEC Unveils Regulatory Framework For Crowd Funding …. Pegs Paid Up Capital At N100m

March 29, 2020 0

Conscious of the need to further deepen the nation’s capital market and enable it provide development capital for Medium and Small-scale Enterprises of the economy, Nigeria’s Securities and Exchange Commission (SEC), at the weekend unveiled an exposure draft of its regulatory framework for crowdfunding in the country.

Patronise Illegal Schemes At Your Risk –SEC Warns Nigerians

March 26, 2020 0

The Securities and Exchange Commission, SEC, has again warned Nigerians against patronising fund managers that are not registered with the Commission.

COVID-19: SEC Nigeria Issues Advisory …Introduces Electronic Filing And Processing Of All Applications And Returns

March 24, 2020 0

The Securities and Exchange Commission, SEC, in furtherance of its role as the apex regulator of the Nigerian capital market has issued an advisory that would mitigate the impact of COVID-19 on capital market operations.

Mutual Funds To Hit N1.5tr In 2020- SEC

March 20, 2020 0

The Securities and Exchange Commission has expressed optimism that Collective Investment Scheme (CIS) or Mutual funds in the capital market will hit N1.5 trillion before the end of the year.