Tag Archives: IOSCO

The Board of the International Organization of Securities Commissions (IOSCO) is proposing guidance to help its members address conflicts of interest and associated misconduct risks that may arise during the equity capital raising process.   Conflicts of interest and associated conduct risks stemming from the role of intermediaries can threaten the integrity and efficiency of equity capital raising, damage investor …

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The International Organization of Securities Commissions (IOSCO) on Tuesday issued a consultation report proposing policy measures for its members to consider when addressing the risks arising from the offer and sale of OTC leveraged products to retail clients. The Report on Retail OTC Leveraged Products identifies various regulatory approaches aimed at enhancing the protection of retail investors who are offered OTC leveraged products, often …

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The Nigerian Stock Exchange (NSE) confirmed Wednesday that Mr. Ade Bajomo, Executive Director, Market Operations and Technology has resigned his appointment effective December 31, 2017 to pursue other challenges. Also, Mr. Haruna Jalo-Waziri, in light of his recent appointment as the Chief Executive Officer of CSCS Plc, has resigned his position as Executive Director, Capital Markets at The Exchange effective …

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The Board of the International Organization of Securities Commissions (IOSCO) has published two update reports titled update to the IOSCO peer review of regulation of money market funds and update update to the IOSCO peer review of implementation of incentive alignment recommendations for securitisation. These reports summarize IOSCO’s ongoing efforts in monitoring implementation of reforms for money market funds (MMF) …

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