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The objective of the Code of Conduct for Approved Persons of Trading License
Holders (The Code) is to prescribe acceptable standards of behaviour and improve
ethical conduct by Approved Persons of Trading License Holder Firms (Trading
License Holder).
This Code demands that Approved Persons shall at all times observe high standards
of professionalism, integrity, and fairness in dealing with clients, prospective clients,
employers, employees, professional colleagues, and others so as to enhance the
public’s confidence in the Nigerian Capital Market.
Approved Persons must carry out all their professional activities with reasonable skill,
care, prudence, and diligence and in accordance with the current best industry
practice. They should also adhere to high ethical, professional, and technical
standards as would be expected of them as Approved Persons.
Please find details of approved rules attached below:
NGX Code of Conduct for Approved Persons of Trading License Holders – SEC Approved 16 August 2023
